Risk Analyst

Job Listing No: 9740000

Risk Analyst

ProViso Consulting – Toronto, ON – Reporting to the Senior Manager of the Wealth Compliance Canada Testing Team, the Senior Compliance Officer (SCO) will support the wealth testing and monitoring program. The SCO models strong ethics, integrity and leadership to promote a positive work environment that fosters collaboration, innovation and synergies. The SCO will be responsible for all aspects of assigned testing engagements and monitoring activities. The role requires regular interaction and communication with business personnel. Overall success is measured by timely completion of testing engagements and monitoring activities, the quality of the work performed, and the identification and risk-rating of key process and control gaps identified. The SCO will: Plan and execute compliance testing programs and communicate compliance testing results Identify and document regulatory compliance controls Prepare documentation in accordance with established policies and standards Budget and be responsible for tracking of work… – Permanent – Full-time

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