AVP Regulatory Compliance – Management Testing & Control

Job Listing No: 9740000

AVP Regulatory Compliance – Management Testing & Control

Major Banking and Financial Services Company – Toronto, ON – The purpose of the role is to provide leadership and subject matter expertise in the area of compliance to OSFI’s E-13 guidelines. Supported by a Manager RC E-13 Testing & Control, this function will be responsible for assurance through Control Testing and understanding Compliance risks. Responsibilities include overseeing proper maintenance of the E-13 assurance processes, systems and databases; managing project initiatives internally for the team and providing support externally; and providing internal assurance for Management to ensure that processes are being performed as per Global Procedural Standards and best practices. Principal Accountabilities: Key activities and decision making areas Impact on the Business Function effectively within a matrix organisational structure, collaborating with Compliance teams supporting global regions and diverse products to facilitate appropriate levels of information sharing and coordination related to Compliance Testing. Lead or oversee c… – Permanent – Full-time

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